Disclosures

policies

• Apex Customer Information Brochure
• Business Continuity Statement
• Customer Relationship Summary
• tastytrade Privacy Policy
• tastytrade SMS terms and conditions

futures disclosures

• CFTC Rule 1.55 Risk Disclosure Statement
• Futures & Exchange-Traded Options Risk Disclosure Statement
• Futures On Virtual Currencies NFA Investor Advisory
• Futures Options Disclosure Statement

securities disclosures

• tastytrade Australia Margin Loan Product Disclosure Statement
• Characteristics and Risks of Standardized Options
• Day Trading Risk Disclosure
• Electronic Routing and Trading Systems Disclosure
• Extended Hours Trading Risk Disclosure
• Fully-Paid Securities Lending Program Risk Disclosure
• Margin Disclosure
• Order Routing Disclosure Report Q2 2023
• Order Routing Disclosure Report Q1 2023
• Order Routing Disclosure Report Q4 2022
• Order Routing Disclosure Report Q3 2022
• Order Routing Disclosure Report Q2 2022
• Order Routing Disclosure Report Q1 2022
• Order Routing Disclosure Report Q4 2021
• Order Routing Disclosure Report Q3 2021
• Order Routing Disclosure Report Q2 2021
• Order Routing Disclosure Report Q1 2021
• Order Routing Disclosure Report Q4 2020
• Order Routing Disclosure Report Q3 2020
• Order Routing Disclosure Report Q2 2020
• Order Routing Disclosure Report Q1 2020
• Portfolio Margin Risk Disclosure Statement
• SEC Investor Alert Relative to The Risk Associated with Autotrading
• Special Statement for Uncovered Options Writers