Additional information on our complaints procedure.

In the unlikely event of you having any reason to feel dissatisfied with any aspect of our service, in the first instance you should email us at support@tastytrade.au or call +61 2 8317 1402, as the vast majority of complaints can be dealt with at this level.

If our Support staff are unable to resolve the matter you may refer it as a complaint to our Compliance Department. Please set out the complaint clearly in writing for the attention of the Compliance Department. You can send the complaint to compliance@tastytrade.au. The Compliance Department will carry out an impartial review of the complaint with a view to understanding what did or did not happen and to assess whether we have acted fairly within our rights and have met our contractual and other obligations. A full written response will be provided within 30 days of receiving the complaint and often much sooner.

If you do not feel your complaint has been resolved to your complete satisfaction you may then refer the matter to our independent external resolution authority. Australian clients should refer their dispute to the Australian Financial Complaints Authority (AFCA).

AFCA is an independent organisation established to resolve disputes between financial institutions and their customers. You should note that AFCA will not consider a complaint until we have had the opportunity to address the complaint, and any reference to AFCA cannot be made by you until you receive a final response from us or 30 days after the date of your complaint, whichever is sooner.

 

Contact AFCA:
Australian Financial Complaints Authority
Melbourne
VIC 3001
Free call: 1800 931 678
Email: info@afca.org.au
Further information can also be found at www.afca.org.au.

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Tastytrade

Office Address
Suite 4.04, 130 Pitt St
Sydney NSW 2000
+61 02 8317 1402
support@tastytrade.au

tastytrade Australia Pty Ltd (ABN 61 623 542 969, AFSL 508867) (tastytrade Australia) is authorised under Australian financial services law to provide general financial product advice; arrange for the issue of, derivatives, securities and managed investment schemes to retail clients; and issue standard margin lending facilities. tastytrade Australia is a wholly-owned subsidiary of tastylive, Inc (tastylive), a company established as a Delaware C-Corporation located in Chicago, Illinois in the United States.

tastytrade Australia issues standard margin lending facilities for Australian residents only (Margin Lending). tastytrade Australia also has a referral arrangement with tastytrade, Inc (tastytrade U.S.) a U.S. registered introducing broker servicing the self-directed investor. tastytrade U.S is regulated by FINRA (Financial Industry Regulatory Authority), SEC (Securities and Exchange Commission), NFA (National Futures Association) and the CFTC (Commodity Futures Trading Commission) and is a member of FINRA, NFA and SIPC (Securities Investor Protection Corporation). Upon approval by tastytrade U.S. and its clearing firm Apex Clearing Corporation (Apex), a registered U.S. clearing firm, Australian investors can open a trading account with tastytrade U.S. tastytrade U.S. and Apex also are service providers for Margin Lending.

Any financial services provided in Australia are provided by or on behalf of tastytrade Australia under its Australian Financial Services Licence number 508867. Please see the tastytrade Australia Financial Services Guide for more detail about the financial services it provides. tastytrade recommends that you review our Product Disclosure Statement to assess if this product is appropriate, and if you are unsure please seek financial advice from a licensed advisor.

All amounts are in USD$ unless stated otherwise. Not all products are available to Australian residents.

tastytrade Australia collects, uses and discloses personal information in accordance with the Australian Privacy Principles. By using this website, you are taken to have agreed to the terms of tastytrade Australia’s Privacy Policy, a copy of which is available here.

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